Job Opportunity: Compliance Officer

Location: South Africa
Type: Full-time

An exciting job opportunity is available for a Compliance Officer at Trive South Africa, a Licensed Financial Services Provider (FSP27231). As Trive SA pursues its ODP license, they seek a detail-oriented professional to ensure adherence to regulatory requirements and uphold a strong culture of compliance and ethical conduct.

Key Responsibilities:
·   Develop, implement, and maintain compliance policies and procedures in accordance with regulatory requirements.
·   Monitor and assess legislation to identify compliance risks and ensure adherence to compliance standards.
·   Develop compliance risk management plans and monitoring plans to mitigate potential risks.
·   Conduct regular compliance audits and reviews to evaluate effectiveness and compliance with policies.
·   Provide training and guidance to staff on compliance-related issues and best practices.
·   Draft and monitor compliance policies to ensure they are up-to-date and effective.
·   Stay updated on changes in legislation and regulations that may impact the organization.
·   Prepare and submit compliance reports to senior management and regulatory authorities as required.
·   Act as a point of contact for regulatory bodies and manage communications related to compliance matters.
·   Collaborate with internal departments to address compliance issues and implement corrective actions.

Required:
·   Bachelor’s degree in Law or Risk Management
·   Proven experience in a compliance role within the financial services industry, preferably with experience in FSP and ODP regulations.
·   Strong understanding of the Financial Markets Act, as well as experience with derivatives and FAIS (Financial Advisory and Intermediary Services).
·   RE1 & RE5
·   Excellent analytical and problem-solving skills, with attention to detail.
·   Strong communication and interpersonal skills, with the ability to work collaboratively across teams.
·   Ability to maintain confidentiality and handle sensitive information with integrity.

If you meet the requirements and are interested in applying, please submit your CV to info.za@trive.com. Closing date: End of May 2025.