Managing investments, providing investment advice and executing transactions on the JSE
The Rules and Directives of the JSE provide for different combinations required for exercising discretion in the management of, or providing investment advice, as well as executing transactions in securities. The table below indicates which combinations of modules are required for the various securities listed on the various trading systems.
| Exercising discretion in management or providing investment advice |
Executing transactions |
| Equity securities traded on the JSE equity trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Equity Market |
Please refer to JSE Registered Securities Trader |
| Derivative securities traded on the JSE derivatives trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Equity Market The Derivatives Market |
Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Equity Market The Derivatives Market |
| Agricultural derivatives traded on the JSE commodities trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets Agricultural Products Market Dealers |
Agricultural Products Market Dealers |
| Foreign commodity derivatives traded on the JSE commodities global markets trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Derivatives Market |
Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Derivatives Market |
| Bonds traded on the JSE interest rate and currency trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Bond Market The South African Money Market |
Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Bond Market |
| Interest rate derivatives traded on the JSE interest rate and currency trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Bond Market The Derivatives Market The South African Money Market |
Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Bond Market The Derivatives Market |
| Currency derivatives traded on the JSE interest rate and currency trading system | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Derivatives Market The South African Foreign Exchange Market |
Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Derivatives Market |
| JSE authorised investments not traded on a JSE market | |
| Regulation and Ethics of the SA Financial Market Introduction to Financial Markets The Equity Market |
Not applicable |